DOL UNCOVERED

An exclusive event for financial and wealth advisors

Disclosures

Founders Financial Securities, LLC

Founders Financial Securities, LLC

Member FINRA/SIPC and Registered Investment Advisor

Founders Financial Securities, LLC is a wholly-owned subsidiary of Founders Financial, Inc., a private member enterprise serving independent wealth advisors who seek full service resources, customized branding, an institutional capital management platform, advanced technology, and, most importantly, a community comprised of values-centered professionals.

For more information about Founders Financial Securities, please visit www.foundersfinancial.com.


Disclaimers

The purpose of DOL Uncovered is to provide financial advisors the opportunity to gain perspective about how different sectors of the financial industry are responding to the Department of Labor’s Fiduciary Rule.

The DOL UNCOVERED event is intended as a general discussion about the Department of Labor Fiduciary rule and its impact on the financial industry. This event is intended for professionals in the financial industry. Nothing presented during the DOL UNCOVERED event constitutes legal, tax, or investment advice or any investment recommendation.

The views that will be expressed in presentations at DOL Uncovered are those of the panelist. Any material presented by any panelist in any format, without limitation, is for informational or educational purposes only.